What is a form 18-K?
Form 18-K – Annual Report. ANNUAL REPORT FOR FOREIGN GOVERNMENTS AND POLITICAL SUBDIVISIONS WITH SECURITIES LISTED ON A U.S. EXCHANGE.
What is SEC Form 8-K?
Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about. Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.)
When must a Form 8-K be filed?
within four business days
When is Form 8-K Required? Form 8-K is a mandatory disclosure under the Exchange Act, and must be filed with the SEC within four business days of the occurrence of any material event.
What is Form 18 A?
This SEC Form 18-A must be filed by any person who, after acquiring directly or indirectly the beneficial ownership of any equity security of a class which is specified in paragraph (1) of SRC Rule 18.1, is directly or indirectly the beneficial owner of more than five (5%) percent of such class.
What is SEC Form 20 F?
Form 20-F is the primary disclosure document required of foreign private issuers listing equity shares on exchanges in the United States. It’s most often filed with the Securities and Exchange Commission (SEC) as an annual report but is also used to register classes of securities.
What is a 1a filing?
SEC Form 1-A is a filing with the Securities and Exchange Commission by entities seeking exemption for registration requirements for certain public offerings under Regulation A. Tier 1 is capped at $20 million for the aggregate offering price and aggregate sales of securities offered over a 12-month period.
What is the Form 32?
Form 32 is filed with the Registrar of Companies and it indicates the status of the Directors. Thus when a Director resigns, and his resignation is accepted by the Company, the Company becomes obliged to file a Form 32 with the ROC indicating change in status of the Directors.